| LISTING FEES |
| Equity |
0.025% of Market Capitalization subject to a Min of P50,000 and a Max of P200,000 |
| Bonds |
0.0175% of the total Nominal value of the Programme subject to a Min of P60,000 and a Max of P150,000 thus waiving listing fees on tranches |
| Warrants |
0.025% of the average closing price of the warrants during their first week of trade subject to min P50,000 and Max of P200,000. |
| Government Bonds |
0.125% of the nominal value of securities listed |
| ETFs |
P45,000 |
| ADDITIONAL LISTING FEES |
| Equity |
0.025% of each class of securities listed subject to a minimum of P5,000. |
| Share Option Schemes |
0.025% of Market Capitilisation subject to a min. of P500. |
| Warrants |
Nil |
| Corporate Bonds |
Nil |
| Government Bonds |
0.0125% of issue amount |
| ETFs |
Nil |
| ANNUAL SUSTAINING & REVIEW FEES |
| Equity |
In respect of each class of securities, an amount equal to 0.025% of the market value, subject to a minimum of P50,000 and a maximum of P150,000 |
| Preference Shares |
An amount of P7,500 per annum for companies with equity listed on the BSE. Otherwise, same as Equity |
| Warrants |
0.025% of the market value of the securities calculated at the greater of the bid and last price on the last business day of December. |
| Corporate Bonds |
0.0175% of nominal value of bonds subject to a minimum of P40,000 and a maximum of P100,000 |
| Government Bonds |
0.125% of the cumulative nominal value of securities listed. |
| ETFs |
1 basis point of the cumulative value of the ETF payable quarterly in advance, subject to a minimum of P25,000.
Total payment per annum not to exceed P150,000.
For new listing this amount will be pro-rated by months left. |
| Dual Listed Companies |
70,000 |
| Registered Adviser (annual registration fee) |
2,500 |
| SERALA OTC BOARD |
| Registration Fee |
10,000 |
| CSDB Company Fee |
10,000 |
| Reports Fee |
6,000 |
| X-NEWS PUBLICATION FEES |
| Short Announcements not exceeding one A4 page |
Nil |
| Quarterly, Interim and Provisional Financial Statements |
2,000 |
| Circulars |
2,000 |
| Annual Reports, Prospectuses and Pre-Listing Statements |
4,000 |
| Other Announcements and Reports exceeding one A4 page |
2,000 |
| DOCUMENTATION FEES |
| Constitution |
| Per new listed Company (if part of the prospectus) |
Nil |
| If submitted separately |
2,500 |
| company |
2,500 |
| Re-examination fee |
2,500 |
| Per amendment |
Nil |
| Debenture Trust Deed |
| Per Trust Deed in a new listing (if part of the prospectus) |
Nil |
| If submitted separately |
3,000 |
| Re-examination per deed |
3,000 |
| Per amendment |
Nil |
| Employee Share Option |
| With a new listing (if part of the prospectus) |
Nil |
| If submitted separately |
4,000 |
| Salient circular |
4,000 |
| Re-examination per scheme per amendment |
Nil |
| ETF |
| New listing |
Will be fixed depending on source of ETF |
| Review fee |
4,000 |
| Rights Offer |
10,000 |
| Clawback Offer |
10,000 |
| Mergers Acquisitions & Disposals |
12,500 |
| Capital Restructure |
Nil |
| Issue for Cash Circular |
10,000 |
| Specific Issue of Shares for Cash |
10,000 |
| Odd Lot Offer |
Nil |
| Consolidation/Sub Division Circular |
3,000 |
| Change of Name |
2,500 |
| Scrip Dividends |
2,500 |
| Category 1 Transactions |
10,000 |
| Category 2 Transactions |
10,000 |
| Increase in Authorised Share Capital |
Nil |
| New Issues – includes pre-listing statement, prospectus, constitution, debenture trust deed, employee share option schemes, related party transactions excluding charges for subsidiaries |
40,000 |
| Warrants Issue |
15,000 |
| Pre Issue Advise/Trading |
Nil |
| Price Stabilisation |
Nil |
| Redemption of Bonds, Preference Shares etc. |
Nil |
| Related Party Transactions |
10,000 |
| Small Related Party Transactions |
10,000 |
| Renounceable Offers |
To be charged under Rights Issues |
| Revised Listing Particulars |
Nil |
| Ruling (Committee Decisions on Exemptions and appeals) |
5,000 |
| Scheme of Arrangement & SRP regulated Offers |
Nil |
| Specific Payments |
Nil |
| Specific Share Re-purchase by the issuer |
5,000 |
| Termination of Listing |
10,000 |
| Transfer of Sector on Board |
2,500 |
| Unbundling |
To be charged under the relevant Transaction Category |
| Voluntary Liquidation |
To be charged under termination of Listing |
| ADVISORS FEES |
| Registered advisers |
2,500 |
